Type / Class
Equity / First Trust Utilities AlphaDEX(R) Fund
Shares outstanding
39.1M
Number of holders
195
Total 13F shares, excl. options
34.1M
Shares change
-1M
Total reported value, excl. options
$1.45B
Value change
-$42.4M
Number of buys
116
Number of sells
-55
Price
$42.38

Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q2 2025

203 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q2 2025.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 195 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 34.1M shares of 39.1M outstanding shares and own 87.21% of the company stock.
Largest 10 shareholders include FIRST TRUST ADVISORS LP (16.5M shares), MORGAN STANLEY (2.75M shares), WELLS FARGO & COMPANY/MN (1.62M shares), LPL Financial LLC (1.59M shares), RAYMOND JAMES FINANCIAL INC (825K shares), BANK OF AMERICA CORP /DE/ (777K shares), NewEdge Advisors, LLC (541K shares), UBS Group AG (511K shares), NewSquare Capital LLC (470K shares), and Advisory Services Network, LLC (455K shares).
This table shows the top 195 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.