Type / Class
Equity / First Trust Utilities AlphaDEX(R) Fund
Shares outstanding
39.1M
Number of holders
187
Total 13F shares, excl. options
33.3M
Shares change
-817K
Total reported value, excl. options
$1.51B
Value change
-$34.7M
Number of buys
88
Number of sells
-84
Price
$45.45

Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q3 2025

208 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q3 2025.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 187 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 33.3M shares of 39.1M outstanding shares and own 85.14% of the company stock.
Largest 10 shareholders include FIRST TRUST ADVISORS LP (16.1M shares), MORGAN STANLEY (2.96M shares), WELLS FARGO & COMPANY/MN (1.89M shares), LPL Financial LLC (1.57M shares), RAYMOND JAMES FINANCIAL INC (932K shares), BANK OF AMERICA CORP /DE/ (862K shares), NewEdge Advisors, LLC (531K shares), Nilsine Partners, LLC (485K shares), NewSquare Capital LLC (467K shares), and Advisory Services Network, LLC (452K shares).
This table shows the top 187 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.