First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Europe AlphaDEX(R) Fund (FEP) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / First Trust Europe AlphaDEX(R) Fund
Symbol
FEP
Shares outstanding
7,598,230
Price per share
$53.75
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
4,361,020
Total reported value
$223,061,776
% of total 13F portfolios
0%
Share change
+463,763
Value change
+$23,862,259
Number of holders
108
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Europe AlphaDEX(R) Fund (FEP) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 10% $41,537,016 772,740 First Trust Portfolios L.P. 31 Dec 2025

As of 30 Sep 2025, 108 institutional investors reported holding 4,361,020 shares of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Europe AlphaDEX(R) Fund (FEP). This represents 57% of the company’s total 7,598,230 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Europe AlphaDEX(R) Fund (FEP) together control 48% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
MORGAN STANLEY 11% 809,505 +53% 0% $41,434,571
LPL Financial LLC 6.1% 466,349 +17% 0.01% $23,870,067
ENVESTNET ASSET MANAGEMENT INC 4.1% 310,552 -3.7% 0% $15,895,613
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 3.6% 274,923 +3.1% 0.02% $14,034,819
WELLS FARGO & COMPANY/MN 3.1% 235,610 -25% 0% $12,059,700
Cetera Investment Advisers 2.6% 200,922 +16% 0.01% $10,284,205
UBS Group AG 2.4% 180,053 +12% 0% $9,216,013
Vontobel Holding Ltd. 2% 152,496 -0.14% 0.02% $7,805,508
ASSETMARK, INC 1.5% 115,247 +2.9% 0.01% $5,898,918
RAYMOND JAMES FINANCIAL INC 1.1% 86,972 +1.1% 0% $4,451,687
Cambridge Investment Research Advisors, Inc. 1.1% 86,065 +4.9% 0.01% $4,405,000
OSAIC HOLDINGS, INC. 1.1% 85,017 -8.8% 0.01% $4,257,753
BANK OF AMERICA CORP /DE/ 1.1% 84,300 +19% 0% $4,314,905
BENJAMIN EDWARDS INC 0.9% 68,611 +77% 0.04% $3,512,803
CITADEL ADVISORS LLC 0.87% 65,767 0% $3,366,284
Coppell Advisory Solutions LLC 0.83% 63,377 +0.21% 0.35% $3,227,157
STIFEL FINANCIAL CORP 0.72% 54,748 +22% 0% $2,802,268
COMMONWEALTH EQUITY SERVICES, LLC 0.68% 52,011 -0.81% 0% $2,662,000
Janney Montgomery Scott LLC 0.67% 51,060 +6.2% 0.01% $2,614,000
Steward Partners Investment Advisory, LLC 0.59% 44,661 -2.2% 0.01% $2,285,973
Mainsail Financial Group, LLC 0.57% 43,100 +1.8% 0.95% $2,206,069
MML INVESTORS SERVICES, LLC 0.53% 39,918 -18% 0.01% $2,043,178
Prospera Financial Services Inc 0.51% 39,044 +6.6% 0.03% $1,998,639
IFP Advisors, Inc 0.46% 34,713 -0.12% 0.05% $1,776,927
HARBOUR INVESTMENTS, INC. 0.41% 31,389 +407% 0.04% $1,606,644

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Europe AlphaDEX(R) Fund (FEP) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 299,092 $16,456,333 -$567,192 $53.75 6
2025 Q3 4,361,020 $223,061,776 +$23,862,259 $51.18 108
2025 Q2 3,932,635 $187,946,075 +$18,025,079 $47.80 101
2025 Q1 3,599,961 $147,117,820 +$20,808,264 $40.83 94
2024 Q4 3,121,635 $111,930,046 -$5,786,919 $35.81 102
2024 Q3 3,266,818 $127,190,443 -$3,454,342 $38.94 95
2024 Q2 3,356,355 $123,556,054 -$3,517,884 $36.81 94
2024 Q1 3,447,667 $129,537,135 -$8,721,687 $37.58 98
2023 Q4 9,410 $341,786 $36.32 1
2023 Q3 4,108,247 $135,511,670 -$12,404,008 $33.01 94
2023 Q2 4,614,494 $159,582,982 -$13,751,466 $34.42 93
2023 Q1 4,857,043 $168,977,701 -$21,178,866 $34.76 97
2022 Q4 5,452,101 $175,529,900 +$4,808,732 $32.18 85
2022 Q3 5,176,326 $136,665,241 -$14,621,510 $26.38 79
2022 Q2 5,722,551 $179,252,853 -$92,192,003 $31.32 92
2022 Q1 8,181,128 $315,818,532 +$9,890,455 $38.64 106
2021 Q4 8,284,236 $356,543,677 +$16,775,647 $43.09 104
2021 Q3 7,691,977 $321,940,608 +$40,546,891 $41.91 100
2021 Q2 6,748,380 $287,701,823 -$60,146,449 $42.68 100
2021 Q1 8,233,739 $334,460,696 +$33,252,850 $40.66 99
2020 Q4 7,427,554 $283,360,703 +$45,119,496 $38.14 90
2020 Q3 6,207,377 $206,114,927 -$7,052,362 $33.22 75
2020 Q2 5,907,080 $179,842,230 -$44,947,503 $30.44 77
2020 Q1 7,994,089 $206,873,625 +$13,634,028 $25.88 81
2019 Q4 6,643,568 $249,836,490 -$32,098,853 $37.60 101
2019 Q3 7,417,100 $254,856,825 -$32,552,252 $34.37 86
2019 Q2 9,105,600 $321,166,088 -$14,272,137 $35.27 95
2019 Q1 9,606,468 $334,334,318 -$15,810,043 $34.79 94
2018 Q4 10,121,850 $313,621,761 -$34,922,341 $30.98 91
2018 Q3 11,178,646 $427,201,905 -$53,945,037 $38.22 95
2018 Q2 12,469,273 $478,906,208 +$53,172,297 $38.39 94
2018 Q1 10,957,473 $434,744,748 +$77,399,513 $39.65 88
2017 Q4 9,012,424 $352,053,324 +$10,687,848 $39.06 80
2017 Q3 8,605,147 $324,461,620 +$87,260,924 $37.71 62
2017 Q2 6,329,695 $219,981,068 +$69,302,037 $34.78 58
2017 Q1 4,278,005 $136,612,689 -$12,792,705 $31.95 50
2016 Q4 4,701,272 $137,244,835 -$4,807,977 $29.18 55
2016 Q3 4,882,529 $144,129,933 -$11,969,159 $29.52 50
2016 Q2 5,267,878 $143,789,856 -$36,417,526 $27.34 52
2016 Q1 6,559,484 $190,195,966 -$51,320,442 $29.01 56
2015 Q4 7,976,744 $235,542,106 +$28,910,608 $29.59 51
2015 Q3 6,989,933 $197,789,716 +$9,944,409 $28.27 48
2015 Q2 6,625,467 $204,950,567 +$27,025,221 $30.96 52
2015 Q1 5,704,800 $176,623,689 +$46,669,804 $30.95 54
2014 Q4 4,172,901 $122,570,150 -$329,391,257 $29.37 43
2014 Q3 16,016,854 $492,553,105 -$107,365,026 $30.76 55
2014 Q2 19,334,397 $670,711,805 +$152,283,089 $34.69 58
2014 Q1 14,961,603 $535,798,122 +$181,943,557 $35.81 41