Q3 2014 13F Holders as of 30 Sep 2014
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Type / Class
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Equity / LATIN AMER ALP
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Number of holders
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6
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Total 13F shares, excl. options
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212K
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Shares change
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-11.7K
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Total reported value, excl. options
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$4.71M
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Value change
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-$301K
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Number of buys
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5
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Number of sells
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-3
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Price
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$22.18
Significant Holders of FIRST TR EXCH TRD ALPHDX FD - LATIN AMER ALP (FLN) as of Q3 2014
8 filings reported holding FLN - FIRST TR EXCH TRD ALPHDX FD - LATIN AMER ALP as of Q3 2014.
FIRST TR EXCH TRD ALPHDX FD - LATIN AMER ALP (FLN) has 6 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 212K shares
.
Largest 8 shareholders include MORGAN STANLEY (132K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (29K shares), SignalPoint Asset Management, LLC (25.7K shares), STIFEL FINANCIAL CORP (11.2K shares), ROYAL BANK OF CANADA (9.74K shares), BANK OF AMERICA CORP /DE/ (4.66K shares), Private Advisor Group, LLC (0 shares), and JANE STREET GROUP, LLC (0 shares).
This table shows the top 6 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.