First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Japan AlphaDEX(R) Fund (FJP) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / First Trust Japan AlphaDEX(R) Fund
Symbol
FJP
Shares outstanding
2,855,294
Price per share
$67.19
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
2,517,760
Total reported value
$164,051,098
% of total 13F portfolios
0%
Share change
+778,296
Value change
+$50,968,530
Number of holders
70
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Japan AlphaDEX(R) Fund (FJP) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 1.5% -93% $2,305,310 -$35,030,098 43,686 -94% First Trust Portfolios L.P. 28 Feb 2025

As of 30 Sep 2025, 70 institutional investors reported holding 2,517,760 shares of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Japan AlphaDEX(R) Fund (FJP). This represents 88% of the company’s total 2,855,294 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Japan AlphaDEX(R) Fund (FJP) together control 81% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
OSAIC HOLDINGS, INC. 26% 740,575 +3577% 0.07% $48,260,200
MORGAN STANLEY 9.7% 275,724 -14% 0% $17,967,554
ENVESTNET ASSET MANAGEMENT INC 7.4% 210,054 +0.63% 0% $13,688,172
LPL Financial LLC 7.3% 208,070 +19% 0% $13,558,895
Cetera Investment Advisers 3.8% 109,760 +22% 0.01% $7,152,545
Rathbones Group PLC 3.8% 107,582 +29% 0.03% $7,010,581
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 3.3% 92,937 +5% 0.01% $6,065,968
ASSETMARK, INC 3% 85,164 +0.96% 0.01% $5,549,712
Holistic Financial Partners 2.3% 66,980 +2.2% 1.8% $4,364,738
Cambridge Investment Research Advisors, Inc. 1.9% 53,342 +21% 0.01% $3,476,000
RAYMOND JAMES FINANCIAL INC 1.5% 42,468 +5.7% 0% $2,767,438
Coppell Advisory Solutions LLC 1.2% 35,016 +20% 0.25% $2,302,829
JANE STREET GROUP, LLC 1.1% 30,306 +130% 0% $1,974,890
Transamerica Financial Advisors, LLC 1.1% 30,039 +2% 0.16% $1,957,434
BENJAMIN EDWARDS INC 0.99% 28,144 +15% 0.02% $1,834,932
Prospera Financial Services Inc 0.82% 23,468 +6% 0.03% $1,529,106
HighTower Advisors, LLC 0.82% 23,452 -2.6% 0% $1,528,137
IFP Advisors, Inc 0.78% 22,361 -0.85% 0.04% $1,457,033
Bank of New York Mellon Corp 0.74% 21,224 +0.3% 0% $1,383,034
AE Wealth Management LLC 0.73% 20,911 -4.7% 0.01% $1,362,697
Atria Investments, Inc 0.63% 18,070 +0.28% 0.01% $1,177,533
Janney Montgomery Scott LLC 0.62% 17,657 +14% 0% $1,151,000
Gateway Wealth Partners, LLC 0.6% 17,035 +2.3% 0.15% $1,110,081
STIFEL FINANCIAL CORP 0.54% 15,382 0% $1,002,372
Snowden Capital Advisors LLC 0.54% 15,362 -7.4% 0.03% $1,001,066

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Japan AlphaDEX(R) Fund (FJP) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 172,720 $11,735,013 -$50,518 $67.19 4
2025 Q3 2,517,760 $164,051,098 +$50,968,530 $65.17 70
2025 Q2 2,507,196 $149,778,233 +$6,371,233 $59.72 75
2025 Q1 2,416,211 $132,495,279 -$46,100,652 $54.82 72
2024 Q4 3,297,251 $170,420,948 -$3,520,265 $51.68 77
2024 Q3 3,355,997 $181,965,181 +$6,322,795 $54.25 71
2024 Q2 3,307,734 $170,411,755 -$1,767,912 $51.52 69
2024 Q1 3,334,521 $183,778,485 -$6,944,743 $55.13 70
2023 Q4 3,031 $152,713 $50.38 1
2023 Q3 2,937,578 $146,151,189 +$2,375,301 $49.74 64
2023 Q2 3,196,498 $153,346,246 +$45,085,018 $47.98 39
2023 Q1 2,252,851 $102,116,820 +$17,536,901 $45.33 22
2022 Q4 1,849,584 $78,530,787 +$53,780,750 $42.46 22
2022 Q3 585,204 $22,092,000 -$335,668 $37.75 18
2022 Q2 593,427 $24,500,000 +$2,597,048 $41.30 19
2022 Q1 524,322 $25,873,420 +$622,060 $49.37 16
2021 Q4 514,171 $25,617,488 -$796,897 $49.82 21
2021 Q3 529,564 $28,076,645 -$2,004,593 $53.02 21
2021 Q2 567,324 $29,035,288 +$423,244 $51.17 22
2021 Q1 549,675 $29,376,666 +$913,977 $53.45 24
2020 Q4 570,794 $29,464,360 -$2,887,830 $51.62 22
2020 Q3 598,337 $29,193,898 -$11,495,069 $48.80 19
2020 Q2 836,069 $38,327,021 -$575,663 $45.84 22
2020 Q1 847,421 $34,194,219 -$7,174,052 $40.35 28
2019 Q4 1,009,848 $50,875,587 -$4,810,814 $50.36 32
2019 Q3 1,103,256 $52,819,417 -$23,860,337 $47.87 35
2019 Q2 1,600,578 $77,086,180 -$34,319,007 $48.16 46
2019 Q1 2,335,240 $116,311,231 +$6,672,352 $49.76 47
2018 Q4 2,239,269 $107,687,507 +$2,846,844 $48.09 46
2018 Q3 2,146,269 $123,674,698 -$3,244,358 $57.62 45
2018 Q2 2,226,953 $123,325,441 +$12,821,296 $55.32 42
2018 Q1 1,938,491 $114,191,516 +$68,209,877 $58.91 44
2017 Q4 784,633 $47,010,032 +$5,002,548 $59.91 37
2017 Q3 701,199 $38,795,491 +$780,125 $55.34 33
2017 Q2 694,072 $36,281,611 +$821,035 $52.27 35
2017 Q1 661,706 $33,704,117 +$3,810,773 $50.94 26
2016 Q4 594,575 $28,295,587 -$2,173,803 $47.59 25
2016 Q3 633,301 $31,215,576 -$104,708,448 $49.29 23
2016 Q2 2,922,431 $132,619,118 -$22,536,560 $45.38 28
2016 Q1 3,429,700 $155,694,909 +$94,036,590 $45.38 29
2015 Q4 1,376,970 $64,876,298 +$15,607,067 $47.16 31
2015 Q3 1,044,672 $46,674,000 -$11,137,844 $44.68 26
2015 Q2 2,527,913 $126,838,062 -$31,936,726 $50.18 37
2015 Q1 3,120,523 $155,694,233 +$127,414,037 $49.95 35
2014 Q4 549,287 $24,789,386 +$1,643,266 $45.13 21
2014 Q3 516,730 $24,138,230 -$89,976,180 $46.67 18
2014 Q2 2,397,794 $114,759,228 +$16,241,259 $47.86 24
2014 Q1 2,056,013 $89,971,066 -$4,361,365 $43.76 19