First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Switzerland AlphaDEX(R) Fund (FSZ)

Historical Holders from Q1 2014 to Q3 2025

Type / Class
Equity / First Trust Switzerland AlphaDEX(R) Fund
Symbol
FSZ
Shares outstanding
1,050,032
Price per share
$77.32
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares as of 30 Sep 2025
840,792
Total reported value
$64,580,165
% of total 13F portfolios
0%
Share change
+122,871
Value change
+$9,437,857
Avg buy value change
+0%
Avg sell value change
-0%
Number of holders
25
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Switzerland AlphaDEX(R) Fund (FSZ) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 41% +6.3% $32,935,142 +$6,369,503 428,728 +24% First Trust Portfolios L.P. 30 Sep 2025
As of 30 Sep 2025, First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Switzerland AlphaDEX(R) Fund (FSZ) has 25 institutional shareholders filing 13F forms. They hold 840,792 shares. of 1,050,032 outstanding shares (80%) .

Top 25 institutional shareholders own 80% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
FIRST TRUST ADVISORS LP 41% 428,728 +24% 0.02% $32,935,142
Vontobel Holding Ltd. 11% 111,073 -0.17% 0.03% $8,532,695
MORGAN STANLEY 9.5% 99,316 +17% 0% $7,629,600
SUSQUEHANNA INTERNATIONAL GROUP, LLP 3.5% 36,235 +260% 0% $2,783,594
JANE STREET GROUP, LLC 3.3% 34,252 +88% 0% $2,631,259
SSA SWISS ADVISORS AG 2.4% 25,125 -4.7% 0.89% $1,914,489
COTTONWOOD CAPITAL ADVISORS, LLC 2.1% 21,786 +3.5% 1.2% $1,673,612
OLD MISSION CAPITAL LLC 1.8% 18,882 0% 0.05% $1,450,526
FLOW TRADERS U.S. LLC 1.6% 16,664 +7.3% 0.05% $1,280,000
SYON CAPITAL LLC 0.72% 7,556 -18% 0.03% $580,422
PGIM Custom Harvest LLC 0.68% 7,092 -25% 0.01% $544,812
RAYMOND JAMES FINANCIAL INC 0.63% 6,666 +25% 0% $512,114
STIFEL FINANCIAL CORP 0.62% 6,534 -0.34% 0% $501,945
LPL Financial LLC 0.54% 5,637 +11% 0% $433,030
Transamerica Financial Advisors, LLC 0.32% 3,387 +9.5% 0.02% $260,118
StoneX Group Inc. 0.28% 2,952 +1.3% 0.01% $226,778
OSAIC HOLDINGS, INC. 0.27% 2,864 -53% 0% $226,083
MTM Investment Management, LLC 0.18% 1,866 0% 0.05% $143,347
UBS Group AG 0.13% 1,391 -4.5% 0% $106,858
Golden State Wealth Management, LLC 0.11% 1,118 -3% 0.01% $85,953
Advisory Services Network, LLC 0.07% 769 0% $59,075
ROYAL BANK OF CANADA 0.07% 709 0% 0% $54,000
JPMORGAN CHASE & CO 0.01% 115 0% 0% $8,911
COMERICA BANK 0.01% 74 0% 0% $5,685
Rockefeller Capital Management L.P. 0% 1 0% $117

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Switzerland AlphaDEX(R) Fund (FSZ) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price Investors
2025 Q3 840,792 $64,580,165 +$9,437,857 $76.82 25
2025 Q2 726,061 $55,649,407 -$5,285,908 $76.49 29
2025 Q1 794,601 $53,689,168 -$16,526,031 $67.65 25
2024 Q4 1,005,463 $63,107,711 -$682,498 $62.74 26
2024 Q3 1,003,289 $70,720,181 +$2,503,147 $70.50 20
2024 Q2 1,005,316 $64,808,096 -$5,801,735 $64.49 24
2024 Q1 1,095,376 $69,783,523 -$263,851 $63.71 23
2023 Q4 1,087,444 $70,734,449 -$11,851,252 $65.04 24
2023 Q3 1,335,170 $77,013,190 -$24,600,446 $57.68 23
2023 Q2 1,770,617 $106,308,520 +$11,431,289 $60.04 21
2023 Q1 1,581,205 $96,399,692 +$3,812,591 $60.97 20
2022 Q4 1,515,095 $83,150,878 +$63,865,055 $54.88 24
2022 Q3 299,664 $14,055,000 -$5,376,037 $46.22 17
2022 Q2 414,284 $22,086,000 -$41,878,433 $52.96 22
2022 Q1 1,065,961 $68,854,763 +$15,855 $64.69 22
2021 Q4 1,064,992 $75,956,559 -$13,608,626 $71.33 27
2021 Q3 1,242,527 $81,325,820 -$2,258,639 $65.29 25
2021 Q2 1,275,262 $84,752,000 -$5,477,431 $66.45 25
2021 Q1 1,358,331 $84,226,000 +$2,681,221 $62.00 26
2020 Q4 1,315,822 $79,408,000 +$12,539,472 $60.36 25
2020 Q3 1,105,769 $59,495,000 -$13,981,627 $53.81 23
2020 Q2 1,379,470 $67,343,954 -$12,227,083 $48.82 23
2020 Q1 1,642,783 $68,830,252 -$35,869,995 $41.91 26
2019 Q4 2,462,385 $132,998,266 -$1,054,187 $54.01 31
2019 Q3 2,490,941 $121,185,000 -$24,854,364 $48.65 29
2019 Q2 3,007,548 $154,257,000 -$6,735,763 $51.29 35
2019 Q1 3,160,792 $152,103,000 -$510,449 $48.13 32
2018 Q4 3,194,060 $139,926,000 -$39,005,511 $43.85 30
2018 Q3 4,081,547 $206,575,000 -$20,765,999 $50.66 31
2018 Q2 4,491,892 $225,772,000 +$1,931,157 $50.26 34
2018 Q1 4,451,399 $233,422,000 +$15,738,323 $52.43 31
2017 Q4 4,150,836 $218,684,000 +$21,392,843 $52.74 32
2017 Q3 3,742,669 $192,244,000 +$6,023,974 $51.37 26
2017 Q2 3,638,436 $177,450,000 +$22,045,631 $48.77 31
2017 Q1 3,080,753 $138,204,230 +$34,405,730 $44.86 27
2016 Q4 2,322,123 $94,769,000 -$14,567,634 $40.82 25
2016 Q3 2,678,187 $110,282,000 -$10,375,153 $41.18 21
2016 Q2 2,941,255 $113,493,000 -$10,677,039 $38.59 26
2016 Q1 3,213,309 $128,875,000 -$55,368,537 $40.01 25
2015 Q4 4,594,988 $184,284,000 -$3,954,554 $40.11 29
2015 Q3 4,693,442 $175,069,000 -$48,237,722 $37.30 26
2015 Q2 5,981,518 $240,152,069 +$176,136,594 $40.15 28
2015 Q1 1,587,085 $64,023,000 +$19,512,406 $40.34 18
2014 Q4 1,105,483 $42,057,400 -$115,434,144 $38.04 17
2014 Q3 4,066,772 $158,682,542 +$124,734,347 $39.02 25
2014 Q2 868,510 $37,348,502 +$11,681,354 $43.00 18
2014 Q1 596,377 $25,854,000 +$6,176,358 $43.34 10