Q1 2014 13F Holders as of 31 Mar 2014
-
Type / Class
-
Equity / MID CAP VAL FD
-
Number of holders
-
10
-
Total 13F shares, excl. options
-
480K
-
Shares change
-
+129K
-
Total reported value, excl. options
-
$14.7M
-
Value change
-
+$3.93M
-
Number of buys
-
9
-
Number of sells
-
-1
-
Price
-
$30.53
Significant Holders of FIRST TR EXCHANGE-TRADED ALP - MID CAP VAL FD (FNK) as of Q1 2014
10 filings reported holding FNK - FIRST TR EXCHANGE-TRADED ALP - MID CAP VAL FD as of Q1 2014.
FIRST TR EXCHANGE-TRADED ALP - MID CAP VAL FD (FNK) has 10 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 480K shares
.
Largest 10 shareholders include MORGAN STANLEY (184K shares), WELLS FARGO & COMPANY/MN (126K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (79.7K shares), ROYAL BANK OF CANADA (36.5K shares), Commonwealth Equity Services, Inc (15.7K shares), LPL Financial LLC (14K shares), KCM INVESTMENT ADVISORS LLC (8.78K shares), HL FINANCIAL SERVICES LLC (8.2K shares), BANK OF AMERICA CORP /DE/ (5.11K shares), and AMERIPRISE FINANCIAL INC (2.72K shares).
This table shows the top 10 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.