Q4 2015 13F Holders as of 31 Dec 2015
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
-
Total 13F shares
-
2,167,314
-
Share change
-
+698,452
-
Total reported value
-
$65,747,050
-
Price per share
-
$30.50
-
Number of holders
-
29
-
Value change
-
+$21,149,811
-
Number of buys
-
19
-
Number of sells
-
7
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q4 2015
As of 31 Dec 2015,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,167,314 shares.
The largest 10 holders included
MORGAN STANLEY, LPL Financial LLC, Transamerica Financial Advisors, Inc., ROYAL BANK OF CANADA, UBS Group AG, VSR Financial Services, Inc., BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, and Cambridge Investment Research Advisors, Inc..
This page lists
29
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.