Q2 2017 13F Holders as of 30 Jun 2017
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
-
Total 13F shares
-
1,717,188
-
Share change
-
-66,633
-
Total reported value
-
$66,056,697
-
Price per share
-
$38.47
-
Number of holders
-
31
-
Value change
-
-$2,258,597
-
Number of buys
-
17
-
Number of sells
-
17
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q2 2017
As of 30 Jun 2017,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,717,188 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, LPL Financial LLC, RAYMOND JAMES & ASSOCIATES, Shamrock Asset Management LLC, Transamerica Financial Advisors, Inc., UBS Group AG, Clearwater Capital Partners, LLC, ROYAL BANK OF CANADA, and FIRST TRUST ADVISORS LP.
This page lists
31
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.