Q3 2017 13F Holders as of 30 Sep 2017
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
-
Total 13F shares
-
1,969,762
-
Share change
-
+248,152
-
Total reported value
-
$81,174,150
-
Price per share
-
$41.20
-
Number of holders
-
37
-
Value change
-
+$10,232,893
-
Number of buys
-
22
-
Number of sells
-
14
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q3 2017
As of 30 Sep 2017,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,969,762 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, LPL Financial LLC, Shamrock Asset Management LLC, RAYMOND JAMES & ASSOCIATES, UBS Group AG, Clearwater Capital Partners, LLC, Transamerica Financial Advisors, Inc., ROYAL BANK OF CANADA, and Kingsview Wealth Management, LLC.
This page lists
37
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.