Type / Class
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
Shares outstanding
6,144,387
Total 13F shares
2,398,089
Share change
+63,615
Total reported value
$104,176,418
Price per share
$43.38
Number of holders
47
Value change
+$2,725,297
Number of buys
26
Number of sells
15

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q1 2018

As of 31 Mar 2018, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by 47 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,398,089 shares. The largest 10 holders included MORGAN STANLEY, BANK OF AMERICA CORP /DE/, LPL Financial LLC, RAYMOND JAMES & ASSOCIATES, Cambridge Investment Research Advisors, Inc., UBS Group AG, Kingsview Wealth Management, LLC, FIRST TRUST ADVISORS LP, Shamrock Asset Management LLC, and Clearwater Capital Advisors, LLC. This page lists 47 institutional shareholders reporting positions in this security for the Q1 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.