Type / Class
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
Shares outstanding
6,144,387
Total 13F shares
4,273,639
Share change
+1,949,453
Total reported value
$207,354,305
Price per share
$48.52
Number of holders
59
Value change
+$94,621,118
Number of buys
45
Number of sells
5

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q2 2018

As of 30 Jun 2018, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by 59 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,273,639 shares. The largest 10 holders included MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, BANK OF AMERICA CORP /DE/, LPL Financial LLC, UBS Group AG, FIRST TRUST ADVISORS LP, BENJAMIN F. EDWARDS & COMPANY, INC., Cambridge Investment Research Advisors, Inc., CWM, LLC, and Raymond James Financial Services Advisors, Inc.. This page lists 59 institutional shareholders reporting positions in this security for the Q2 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.