Type / Class
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
Shares outstanding
6,144,387
Total 13F shares
3,856,906
Share change
-624,774
Total reported value
$177,587,817
Price per share
$46.16
Number of holders
64
Value change
-$27,992,422
Number of buys
25
Number of sells
36

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q1 2019

As of 31 Mar 2019, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by 64 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,856,906 shares. The largest 10 holders included MORGAN STANLEY, BANK OF AMERICA CORP /DE/, LPL Financial LLC, FIRST TRUST ADVISORS LP, RAYMOND JAMES & ASSOCIATES, UBS Group AG, BENJAMIN F. EDWARDS & COMPANY, INC., WELLS FARGO & COMPANY/MN, Cambridge Investment Research Advisors, Inc., and Sowell Financial Services LLC. This page lists 64 institutional shareholders reporting positions in this security for the Q1 2019 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.