Q2 2020 13F Holders as of 6/30/2020
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Type / Class
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Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
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Shares outstanding
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6.14M
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Number of holders
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55
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Total shares
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1.93M
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Shares change
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-14.6K
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Total reported value, excl. options
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$81.8M
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Value change
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+$225K
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Number of buys
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23
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Number of sells
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-32
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Price
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$42.42
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q2 2020
54 filings reported holding FYC - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund as of Q2 2020.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) has 55 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.93M shares
of 6.14M outstanding shares and own 31.47% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (275K shares), Strid Group, LLC (216K shares), LPL Financial LLC (197K shares), BANK OF AMERICA CORP /DE/ (150K shares), Savior LLC (110K shares), WELLS FARGO & COMPANY/MN (104K shares), ROYAL BANK OF CANADA (84.3K shares), MONEYWISE, INC. (60K shares), Lucia Wealth Services, LLC (59.1K shares), and RAYMOND JAMES & ASSOCIATES (58.3K shares).
This table shows the top 55 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.