Q1 2021 13F Holders as of 31 Mar 2021
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
-
Total 13F shares
-
4,191,284
-
Share change
-
+1,438,066
-
Total reported value
-
$291,123,976
-
Price per share
-
$69.67
-
Number of holders
-
89
-
Value change
-
+$99,882,197
-
Number of buys
-
59
-
Number of sells
-
17
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q1 2021
As of 31 Mar 2021,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by
89 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,191,284 shares.
The largest 10 holders included
LPL Financial LLC, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, TRUIST FINANCIAL CORP, FIRST TRUST ADVISORS LP, J Arnold Wealth Management Co, Raymond James Financial Services Advisors, Inc., BENJAMIN F. EDWARDS & COMPANY, INC., RAYMOND JAMES & ASSOCIATES, and BANK OF AMERICA CORP /DE/.
This page lists
90
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.