Type / Class
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
Shares outstanding
6,144,387
Total 13F shares
3,218,977
Share change
-610,073
Total reported value
$230,612,109
Price per share
$71.59
Number of holders
76
Value change
-$43,821,516
Number of buys
27
Number of sells
40

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q3 2021

As of 30 Sep 2021, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by 76 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,218,977 shares. The largest 10 holders included LPL Financial LLC, FIRST TRUST ADVISORS LP, MORGAN STANLEY, J Arnold Wealth Management Co, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, RAYMOND JAMES & ASSOCIATES, BENJAMIN F. EDWARDS & COMPANY, INC., Raymond James Financial Services Advisors, Inc., and TRUIST FINANCIAL CORP. This page lists 78 institutional shareholders reporting positions in this security for the Q3 2021 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.