Type / Class
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
Shares outstanding
6,144,387
Total 13F shares
3,226,927
Share change
-39,195
Total reported value
$240,170,391
Price per share
$74.56
Number of holders
89
Value change
-$2,625,032
Number of buys
38
Number of sells
37

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q4 2021

As of 31 Dec 2021, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by 89 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,226,927 shares. The largest 10 holders included LPL Financial LLC, FIRST TRUST ADVISORS LP, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, RAYMOND JAMES & ASSOCIATES, BENJAMIN F. EDWARDS & COMPANY, INC., Avestar Capital, LLC, STIFEL FINANCIAL CORP, and Raymond James Financial Services Advisors, Inc.. This page lists 90 institutional shareholders reporting positions in this security for the Q4 2021 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.