Q3 2025 13F Holders as of 30 Sep 2025
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
-
Total 13F shares
-
4,611,713
-
Share change
-
+465,184
-
Total reported value
-
$418,109,719
-
Price per share
-
$90.71
-
Number of holders
-
116
-
Value change
-
+$43,052,347
-
Number of buys
-
69
-
Number of sells
-
37
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q3 2025
As of 30 Sep 2025,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by
116 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,611,713 shares.
The largest 10 holders included
LPL Financial LLC, RAYMOND JAMES FINANCIAL INC, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, FIRST TRUST ADVISORS LP, Cetera Investment Advisers, BANK OF AMERICA CORP /DE/, ECLECTIC ASSOCIATES INC /ADV, ENVESTNET ASSET MANAGEMENT INC, and ROYAL BANK OF CANADA.
This page lists
116
institutional shareholders reporting positions in this security
for the Q3 2025 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.