Q1 2014 13F Holders as of 31 Mar 2014
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3.13M
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Number of holders
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22
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Total 13F shares, excl. options
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1.82M
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Shares change
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+247K
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Total reported value, excl. options
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$59.4M
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Value change
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+$8.06M
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Number of buys
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18
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Number of sells
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-4
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Price
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$32.62
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q1 2014
23 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q1 2014.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 22 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.82M shares
of 3.13M outstanding shares and own 58.25% of the company stock.
Largest 10 shareholders include HAYS ADVISORY LLC (668K shares), MORGAN STANLEY (483K shares), WELLS FARGO & COMPANY/MN (126K shares), Institute for Wealth Management, LLC. (125K shares), ROYAL BANK OF CANADA (102K shares), FTB Advisors, Inc. (62.5K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (62.4K shares), VSR Financial Services, Inc. (33.1K shares), STIFEL FINANCIAL CORP (31.5K shares), and ENVESTNET ASSET MANAGEMENT INC (27.6K shares).
This table shows the top 22 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.