Q2 2014 13F Holders as of 30 Jun 2014
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3.13M
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Number of holders
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29
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Total 13F shares, excl. options
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1.04M
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Shares change
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-783K
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Total reported value, excl. options
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$34.2M
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Value change
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-$25.6M
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Number of buys
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21
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Number of sells
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-10
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Price
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$32.90
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q2 2014
33 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q2 2014.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 29 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.04M shares
of 3.13M outstanding shares and own 33.22% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (257K shares), WELLS FARGO & COMPANY/MN (169K shares), Institute for Wealth Management, LLC. (148K shares), SG Americas Securities, LLC (85.7K shares), ROYAL BANK OF CANADA (69.5K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (47.4K shares), CREDIT SUISSE AG/ (41.3K shares), LPL Financial LLC (33.7K shares), ENVESTNET ASSET MANAGEMENT INC (33.4K shares), and VSR Financial Services, Inc. (29.6K shares).
This table shows the top 29 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.