Q3 2014 13F Holders as of 30 Sep 2014
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3.13M
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Number of holders
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25
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Total 13F shares, excl. options
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817K
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Shares change
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-222K
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Total reported value, excl. options
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$24.3M
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Value change
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-$7.2M
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Number of buys
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11
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Number of sells
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-16
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Price
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$29.79
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q3 2014
31 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q3 2014.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 25 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 817K shares
of 3.13M outstanding shares and own 26.13% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (309K shares), WELLS FARGO & COMPANY/MN (169K shares), Institute for Wealth Management, LLC. (80.7K shares), ROYAL BANK OF CANADA (49K shares), LPL Financial LLC (36.2K shares), AMERICAN INTERNATIONAL GROUP INC (33.5K shares), STIFEL FINANCIAL CORP (24.3K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (21.9K shares), First Heartland Consultants, Inc. (15.9K shares), and BANK OF AMERICA CORP /DE/ (15.9K shares).
This table shows the top 25 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.