Q4 2014 13F Holders as of 31 Dec 2014
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3.13M
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Number of holders
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22
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Total 13F shares, excl. options
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854K
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Shares change
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+30.4K
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Total reported value, excl. options
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$28.1M
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Value change
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+$1.34M
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Number of buys
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13
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Number of sells
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-13
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Price
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$32.96
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q4 2014
29 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q4 2014.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 22 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 854K shares
of 3.13M outstanding shares and own 27.33% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (408K shares), WELLS FARGO & COMPANY/MN (166K shares), ROYAL BANK OF CANADA (49.4K shares), SG Americas Securities, LLC (40.1K shares), LPL Financial LLC (33.7K shares), RAYMOND JAMES & ASSOCIATES (29.8K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (23.5K shares), BANK OF AMERICA CORP /DE/ (16.6K shares), STIFEL FINANCIAL CORP (16.1K shares), and Cetera Advisors LLC (13.6K shares).
This table shows the top 22 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.