Q1 2015 13F Holders as of 31 Mar 2015
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3.13M
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Number of holders
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28
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Total 13F shares, excl. options
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1.26M
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Shares change
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+407K
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Total reported value, excl. options
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$42.3M
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Value change
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+$13.6M
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Number of buys
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19
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Number of sells
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-9
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Price
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$33.44
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q1 2015
31 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q1 2015.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 28 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.26M shares
of 3.13M outstanding shares and own 40.43% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (472K shares), WELLS FARGO & COMPANY/MN (184K shares), JANE STREET GROUP, LLC (156K shares), UBS Group AG (68.8K shares), VSR Financial Services, Inc. (53.4K shares), LPL Financial LLC (46.4K shares), SG Americas Securities, LLC (35.8K shares), GOLDMAN SACHS GROUP INC (35.3K shares), RAYMOND JAMES & ASSOCIATES (35K shares), and Sequent Asset Management, LLC (33.6K shares).
This table shows the top 28 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.