Q1 2016 13F Holders as of 31 Mar 2016
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3.13M
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Number of holders
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29
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Total 13F shares, excl. options
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992K
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Shares change
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+34.7K
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Total reported value, excl. options
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$28M
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Value change
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+$1.1M
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Number of buys
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15
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Number of sells
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-11
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Price
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$28.43
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q1 2016
34 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q1 2016.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 29 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 992K shares
of 3.13M outstanding shares and own 31.76% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (237K shares), LPL Financial LLC (152K shares), WELLS FARGO & COMPANY/MN (140K shares), VSR Financial Services, Inc. (122K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (85.3K shares), BANK OF AMERICA CORP /DE/ (33.2K shares), BENJAMIN F. EDWARDS & COMPANY, INC. (29.7K shares), GOLDMAN SACHS GROUP INC (29.2K shares), RAYMOND JAMES & ASSOCIATES (25.1K shares), and Sequent Asset Management, LLC (16.8K shares).
This table shows the top 29 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.