Q3 2019 13F Holders as of 30 Sep 2019
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3.13M
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Number of holders
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28
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Total 13F shares, excl. options
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712K
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Shares change
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-130K
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Total reported value, excl. options
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$24.7M
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Value change
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-$4.5M
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Number of buys
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8
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Number of sells
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-18
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Price
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$34.63
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q3 2019
31 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q3 2019.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 28 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 712K shares
of 3.13M outstanding shares and own 22.78% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (155K shares), LPL Financial LLC (98.2K shares), BANK OF AMERICA CORP /DE/ (93.4K shares), Gladstone Institutional Advisory LLC (74.6K shares), WELLS FARGO & COMPANY/MN (61.5K shares), BENJAMIN F. EDWARDS & COMPANY, INC. (29.5K shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (28.1K shares), US BANCORP \DE\ (24.7K shares), ROYAL BANK OF CANADA (17.6K shares), and Advisor Group, Inc. (15.7K shares).
This table shows the top 28 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.