Q4 2019 13F Holders as of 12/31/2019
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3.13M
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Number of holders
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32
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Total 13F shares, excl. options
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999K
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Shares change
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+315K
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Total reported value, excl. options
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$38.3M
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Value change
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+$12.2M
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Number of buys
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18
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Number of sells
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-10
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Price
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$38.33
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q4 2019
35 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q4 2019.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 32 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 999K shares
of 3.13M outstanding shares and own 31.96% of the company stock.
Largest 10 shareholders include AE Wealth Management LLC (168K shares), Sawtooth Solutions, LLC (167K shares), MORGAN STANLEY (146K shares), LPL Financial LLC (102K shares), BANK OF AMERICA CORP /DE/ (95.5K shares), WELLS FARGO & COMPANY/MN (68.7K shares), Gladstone Institutional Advisory LLC (55.2K shares), US BANCORP \DE\ (25.7K shares), Koshinski Asset Management, Inc. (20K shares), and ROYAL BANK OF CANADA (18.4K shares).
This table shows the top 32 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.