Q4 2020 13F Holders as of 12/31/2020
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3.13M
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Number of holders
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41
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Total 13F shares, excl. options
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1.98M
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Shares change
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+795K
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Total reported value, excl. options
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$82.3M
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Value change
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+$33.8M
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Number of buys
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26
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Number of sells
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-8
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Price
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$41.57
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q4 2020
44 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q4 2020.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 41 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.98M shares
of 3.13M outstanding shares and own 63.3% of the company stock.
Largest 10 shareholders include TRUIST FINANCIAL CORP (465K shares), WELLS FARGO & COMPANY/MN (234K shares), GREAT VALLEY ADVISOR GROUP, INC. (186K shares), MORGAN STANLEY (186K shares), LPL Financial LLC (172K shares), Sterling Manor Financial, LLC (89.1K shares), COMMONWEALTH EQUITY SERVICES, LLC (75.4K shares), Raymond James Financial Services Advisors, Inc. (64.8K shares), UBS Group AG (62.6K shares), and ROYAL BANK OF CANADA (51.3K shares).
This table shows the top 41 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.