Q3 2014 13F Holders as of 30 Sep 2014
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Type / Class
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Equity / First Trust Tactical High Yield ETF
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Shares outstanding
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40.4M
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Number of holders
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35
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Total 13F shares, excl. options
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2.11M
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Shares change
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+360K
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Total reported value, excl. options
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$107M
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Value change
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+$18.2M
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Number of buys
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22
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Number of sells
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-15
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Price
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$50.68
Significant Holders of First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF (HYLS) as of Q3 2014
39 filings reported holding HYLS - First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF as of Q3 2014.
First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF (HYLS) has 35 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2.11M shares
of 40.4M outstanding shares and own 5.22% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (862K shares), Cambridge Investment Research Advisors, Inc. (350K shares), UBS AG (150K shares), BANK OF AMERICA CORP /DE/ (141K shares), Janney Montgomery Scott LLC (136K shares), ROYAL BANK OF CANADA (70.7K shares), LPL Financial LLC (59.7K shares), Thrivent Financial for Lutherans (57.8K shares), SNS Financial Group, LLC (37.8K shares), and JANE STREET GROUP, LLC (27.4K shares).
This table shows the top 35 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.