| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 7.2% | $721,889 | 35,808 | First Trust Portfolios L.P. | 31 Mar 2025 |
As of 30 Sep 2025, 18 institutional investors reported holding 1,156,945 shares of First Trust Exchange-Traded Fund IV - First Trust Commercial Mortgage Opportunities ETF (CAAA). This represents 231% of the company’s total 500,112 outstanding shares.
The largest institutional shareholders of First Trust Exchange-Traded Fund IV - First Trust Commercial Mortgage Opportunities ETF (CAAA) together control 231% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| STAR Financial Bank | 69% | 346,607 | +234% | 4.2% | $7,109,430 |
| Prospera Financial Services Inc | 59% | 294,998 | +4.9% | 0.1% | $6,050,709 |
| Integrated Advisors Network LLC | 29% | 143,288 | +0.03% | 0.12% | $2,939,059 |
| FIRST TRUST ADVISORS LP | 14% | 72,000 | 0% | 0% | $1,476,827 |
| Farther Finance Advisors, LLC | 12% | 60,989 | +7.6% | 0.02% | $1,250,976 |
| Platform Technology Partners | 10% | 50,160 | +14% | 0.25% | $1,028,866 |
| GOLDMAN SACHS GROUP INC | 9.3% | 46,423 | 0% | $952,205 | |
| JANE STREET GROUP, LLC | 8.2% | 40,890 | 0% | $838,715 | |
| INSPIRION WEALTH ADVISORS, LLC | 6.7% | 33,708 | +4.5% | 0.1% | $698,430 |
| Belpointe Asset Management LLC | 4.3% | 21,460 | +1.1% | 0.02% | $440,185 |
| FLOW TRADERS U.S. LLC | 3.2% | 16,000 | 0.01% | $328,000 | |
| CITADEL ADVISORS LLC | 3% | 15,249 | 0% | $312,780 | |
| Ashton Thomas Private Wealth, LLC | 2% | 9,818 | 0% | 0.01% | $201,382 |
| Geneos Wealth Management Inc. | 0.6% | 3,000 | 0% | 0% | $61,530 |
| OSAIC HOLDINGS, INC. | 0.2% | 1,000 | 0% | 0% | $20,520 |
| HARBOUR INVESTMENTS, INC. | 0.19% | 968 | 0% | $19,855 | |
| Bank of Jackson Hole Trust | 0.05% | 244 | 0% | $5,005 | |
| UBS Group AG | 0.03% | 143 | +31% | 0% | $2,933 |
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2025 Q4 | 30,393 | $623,057 | -$67,958 | $20.50 | 1 |
| 2025 Q3 | 1,156,945 | $23,737,407 | +$7,968,953 | $20.51 | 18 |
| 2025 Q2 | 785,652 | $16,090,021 | +$6,482,591 | $20.48 | 13 |
| 2025 Q1 | 470,980 | $9,583,189 | -$5,243,258 | $20.34 | 14 |
| 2024 Q4 | 728,210 | $14,695,113 | -$297,401 | $20.18 | 10 |
| 2024 Q3 | 743,085 | $15,397,222 | +$533,397 | $20.72 | 9 |
| 2024 Q2 | 744,111 | $15,004,606 | +$3,220,638 | $20.16 | 7 |
| 2024 Q1 | 584,397 | $11,845,862 | +$11,845,862 | $20.27 | 5 |