First Trust Exchange-Traded Fund IV - First Trust Intermediate Duration Investment Grade Corporate ETF (FIIG) Institutional Ownership

13F Institutional Holders and Ownership History from Q3 2023 to Q4 2025

Type / Class
Equity / First Trust Intermediate Duration Investment Grade Corporate ETF
Symbol
FIIG
Shares outstanding
21,206,328
Price per share
$21.20
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
20,148,495
Total reported value
$427,754,619
% of total 13F portfolios
0%
Share change
+2,530,893
Value change
+$53,910,100
Number of holders
108
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded Fund IV - First Trust Intermediate Duration Investment Grade Corporate ETF (FIIG) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 15% $64,639,942 3,193,673 First Trust Portfolios L.P. 31 Mar 2025

As of 30 Sep 2025, 108 institutional investors reported holding 20,148,495 shares of First Trust Exchange-Traded Fund IV - First Trust Intermediate Duration Investment Grade Corporate ETF (FIIG). This represents 95% of the company’s total 21,206,328 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded Fund IV - First Trust Intermediate Duration Investment Grade Corporate ETF (FIIG) together control 81% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
LPL Financial LLC 18% 3,800,748 +12% 0.02% $80,689,878
MORGAN STANLEY 11% 2,325,751 +5.9% 0% $49,375,706
Cetera Investment Advisers 7.6% 1,616,741 +16% 0.04% $34,323,431
ENVESTNET ASSET MANAGEMENT INC 6.8% 1,450,474 +3.1% 0.01% $30,793,568
TCP Asset Management, LLC 4.2% 891,038 3.4% $18,916,737
Per Stirling Capital Management, LLC. 3.4% 716,552 +5.7% 1.8% $15,212,402
MANCHESTER FINANCIAL INC 2.8% 583,865 +16% 2.5% $12,395,454
Kestra Advisory Services, LLC 2.4% 510,406 +12% 0.05% $10,835,917
COMMONWEALTH EQUITY SERVICES, LLC 2.1% 453,249 +21% 0.01% $9,622,000
GOLDMAN SACHS GROUP INC 2.1% 450,144 0% $9,556,557
Cambridge Investment Research Advisors, Inc. 2.1% 443,577 +17% 0.03% $9,417,000
STEPHENS INC /AR/ 1.9% 409,684 +2.2% 0.11% $8,697,602
&PARTNERS 1.7% 370,040 +30% 0.05% $7,862,931
NORTHEAST PLANNING ASSOCIATES, INC. / NH / 1.6% 336,840 +8.2% 6.1% $7,151,111
Owen LaRue, LLC 1.6% 334,563 +9.1% 2.8% $7,102,768
Rehmann Capital Advisory Group 1.6% 333,062 +5.1% 0.39% $7,070,911
HighTower Advisors, LLC 1.5% 325,134 +70% 0.01% $6,902,634
Concurrent Investment Advisors, LLC 1.5% 312,150 -38% 0.11% $6,626,947
FIRST TRUST ADVISORS LP 1.3% 267,566 +14% 0% $5,680,426
BENJAMIN EDWARDS INC 1% 221,117 +24% 0.05% $4,694,786
Csenge Advisory Group 1% 216,832 +7.3% 0.22% $4,603,351
ASSETMARK, INC 0.99% 209,689 +11% 0.01% $4,451,697
Bank of New York Mellon Corp 0.88% 186,926 +7% 0% $3,968,424
Mutual Advisors, LLC 0.85% 181,282 +414% 0.09% $3,864,026
Sequent Planning LLC 0.83% 176,652 +2.9% 1.1% $3,750,319

Institutional Holders of First Trust Exchange-Traded Fund IV - First Trust Intermediate Duration Investment Grade Corporate ETF (FIIG) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 1,081,536 $22,928,292 +$1,644,468 $21.20 5
2025 Q3 20,148,495 $427,754,619 +$53,910,100 $21.23 108
2025 Q2 17,946,001 $376,403,069 +$9,879,838 $20.98 109
2025 Q1 17,590,199 $364,970,088 +$36,972,787 $20.75 102
2024 Q4 15,788,728 $322,905,738 +$73,357,815 $20.45 102
2024 Q3 12,090,591 $258,234,317 +$83,899,334 $21.37 81
2024 Q2 8,234,802 $168,273,940 +$53,453,193 $20.43 66
2024 Q1 5,608,719 $115,356,877 +$59,095,901 $20.57 41
2023 Q4 1,711,676 $35,668,519 +$20,757,511 $20.92 18
2023 Q3 455,846 $8,877,587 +$8,877,584 $19.48 8