First Trust Exchange-Traded Fund IV - First Trust Limited Duration Investment Grade Corporate ETF (FSIG) Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2021 to Q4 2025

Type / Class
Equity / First Trust Limited Duration Investment Grade Corporate ETF
Symbol
FSIG
Shares outstanding
70,437,020
Price per share
$19.19
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
47,236,772
Total reported value
$907,400,636
% of total 13F portfolios
0%
Share change
+980,680
Value change
+$18,898,883
Number of holders
148
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded Fund IV - First Trust Limited Duration Investment Grade Corporate ETF (FSIG) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 22% +7.7% $293,351,031 +$24,811,790 15,270,746 +9.2% First Trust Portfolios L.P. 30 Sep 2025

As of 30 Sep 2025, 148 institutional investors reported holding 47,236,772 shares of First Trust Exchange-Traded Fund IV - First Trust Limited Duration Investment Grade Corporate ETF (FSIG). This represents 67% of the company’s total 70,437,020 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded Fund IV - First Trust Limited Duration Investment Grade Corporate ETF (FSIG) together control 59% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
MORGAN STANLEY 16% 11,013,206 +4.4% 0.01% $211,563,713
LPL Financial LLC 10% 7,062,431 +0.45% 0.04% $135,669,292
WELLS FARGO & COMPANY/MN 4.8% 3,356,084 +1.8% 0.01% $64,470,391
FIRST TRUST ADVISORS LP 3.7% 2,598,830 +1.9% 0.04% $49,923,524
AMERIPRISE FINANCIAL INC 3.4% 2,395,790 +7.8% 0.01% $46,020,978
Csenge Advisory Group 2.8% 1,997,699 +9.8% 1.8% $38,375,789
ROYAL BANK OF CANADA 2.7% 1,925,973 +0.15% 0.01% $36,998,000
ENVESTNET ASSET MANAGEMENT INC 2.5% 1,763,472 +7.7% 0.01% $33,876,304
OSAIC HOLDINGS, INC. 1.8% 1,276,394 +42% 0.03% $24,493,689
RAYMOND JAMES FINANCIAL INC 1.4% 961,994 -6.2% 0.01% $18,479,905
TRUIST FINANCIAL CORP 1.3% 919,250 +5.2% 0.02% $17,658,798
Cetera Investment Advisers 1.2% 819,788 +22% 0.02% $15,748,135
STIFEL FINANCIAL CORP 1.1% 767,248 +3.3% 0.01% $14,738,844
STEPHENS INC /AR/ 1.1% 747,984 +1.2% 0.18% $14,368,773
ASSETMARK, INC 0.76% 538,616 +7.6% 0.02% $10,346,813
Vestmark Advisory Solutions, Inc. 0.71% 499,261 -46% 0.18% $9,590,804
KMG FIDUCIARY PARTNERS, LLC 0.6% 424,447 +2.1% 0.55% $8,153,635
Integrated Wealth Concepts LLC 0.59% 413,863 -1.7% 0.07% $7,950,309
Cambridge Investment Research Advisors, Inc. 0.59% 413,729 -2.7% 0.02% $7,948,000
NewEdge Advisors, LLC 0.56% 394,753 -10% 0.03% $7,583,201
Uniting Wealth Partners, LLC 0.47% 333,181 1.5% $6,400,399
Envestnet Portfolio Solutions, Inc. 0.47% 330,786 -2.6% 0.02% $6,354,399
JONES FINANCIAL COMPANIES LLLP 0.46% 326,266 +20% 0% $6,257,782
TCP Asset Management, LLC 0.36% 252,013 +5.3% 0.86% $4,841,170
&PARTNERS 0.33% 234,129 -23% 0.03% $4,501,886

Institutional Holders of First Trust Exchange-Traded Fund IV - First Trust Limited Duration Investment Grade Corporate ETF (FSIG) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 1,221,762 $23,445,753 +$1,982,920 $19.19 12
2025 Q3 47,236,772 $907,400,636 +$18,898,883 $19.21 148
2025 Q2 46,288,070 $884,751,184 +$21,600,673 $19.12 154
2025 Q1 45,245,926 $857,091,364 -$8,795,706 $18.94 148
2024 Q4 45,573,500 $859,984,110 -$56,443,991 $18.87 155
2024 Q3 47,211,615 $927,248,925 +$16,216,564 $19.20 147
2024 Q2 40,849,144 $765,543,550 +$1,293,164 $18.74 146
2024 Q1 40,687,599 $763,681,037 +$100,059,360 $18.77 137
2023 Q4 35,203,066 $667,424,560 +$76,410,567 $18.96 122
2023 Q3 21,348,515 $392,618,268 -$49,653,006 $18.39 107
2023 Q2 23,558,108 $438,782,272 +$81,933,231 $18.62 106
2023 Q1 26,351,497 $496,289,885 +$242,207,567 $18.83 85
2022 Q4 13,372,613 $249,802,948 +$223,757,681 $18.67 52
2022 Q3 349,046 $6,447,103 -$957,470 $18.46 17
2022 Q2 395,531 $7,426,851 +$696,722 $18.73 11
2022 Q1 344,417 $6,627,549 -$824,794 $19.24 9
2021 Q4 383,908 $7,682,000 +$7,682,000 $20.01 4