Q3 2014 13F Holders as of 30 Sep 2014
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Type / Class
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Equity / PFD SECS INC ETF
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Number of holders
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27
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Total 13F shares, excl. options
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2.03M
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Shares change
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+556K
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Total reported value, excl. options
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$38.3M
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Value change
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+$10.5M
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Number of buys
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16
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Number of sells
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-2
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Price
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$18.86
Significant Holders of FIRST TR EXCH TRADED FD III - PFD SECS INC ETF (FPE) as of Q3 2014
27 filings reported holding FPE - FIRST TR EXCH TRADED FD III - PFD SECS INC ETF as of Q3 2014.
FIRST TR EXCH TRADED FD III - PFD SECS INC ETF (FPE) has 27 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2.03M shares
.
Largest 10 shareholders include MORGAN STANLEY (1.2M shares), BANK OF AMERICA CORP /DE/ (162K shares), UBS AG (112K shares), LPL Financial LLC (86.1K shares), FIRST TRUST ADVISORS LP (68.9K shares), OLD NATIONAL BANCORP /IN/ (52.4K shares), NEW ENGLAND SECURITIES CORP /MA/ (49.8K shares), ROYAL BANK OF CANADA (46.6K shares), JPMORGAN CHASE & CO (43.1K shares), and STIFEL FINANCIAL CORP (39.9K shares).
This table shows the top 27 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.