FIRST TRUST EXCHANGE-TRADED FUND III - Exchange Traded Fund (RFEM)

Historical Holders from Q1 2016 to Q4 2025

Type / Class
Equity / Exchange Traded Fund
Symbol
RFEM
Shares outstanding
595,979
Price per share
$79.19
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares as of 30 Sep 2025
543,289
Total reported value
$41,235,242
% of total 13F portfolios
0%
Share change
+80,848
Value change
+$6,161,021
Avg buy value change
+0%
Avg sell value change
-0%
Number of holders
33
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of FIRST TRUST EXCHANGE-TRADED FUND III - Exchange Traded Fund (RFEM) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
BAIRD ROBERT W & CO INC /WI/ 9.5% -7% $3,404,144 +$110,431 47,657 +3.4% BAIRD ROBERT W & CO INC /WI/ 30 Jun 2025
TRUIST FINANCIAL CORP 4.7% -26% $2,124,346 -$98,137 28,011 -4.4% TRUIST FINANCIAL CORP 30 Sep 2025
As of 30 Sep 2025, FIRST TRUST EXCHANGE-TRADED FUND III - Exchange Traded Fund (RFEM) has 33 institutional shareholders filing 13F forms. They hold 543,289 shares. of 595,979 outstanding shares (91%) .

Top 25 institutional shareholders own 91% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
Janney Montgomery Scott LLC 12% 69,369 +1.4% 0.01% $5,261,000
OLD MISSION CAPITAL LLC 10% 60,239 +181% 0.16% $4,568,513
ENVESTNET ASSET MANAGEMENT INC 9.6% 57,120 +1.7% 0% $4,331,970
LPL Financial LLC 8.8% 52,684 +28% 0% $3,995,542
Baird Financial Group, Inc. 7.7% 45,992 -3.5% 0.01% $3,488,024
RiverFront Investment Group, LLC 6.2% 37,005 -1.3% 0.05% $2,806,452
Prospera Financial Services Inc 6% 35,733 +6% 0.05% $2,709,787
TRUIST FINANCIAL CORP 4.7% 28,011 -1.1% 0% $2,124,357
J.W. COLE ADVISORS, INC. 4.3% 25,741 -1.8% 0.04% $1,952,203
Cetera Investment Advisers 4.2% 24,874 +13% 0% $1,886,502
JANE STREET GROUP, LLC 3.3% 19,961 0% $1,513,838
Coppell Advisory Solutions LLC 3.3% 19,922 +32% 0.16% $1,505,513
Farther Finance Advisors, LLC 2.9% 17,201 +164% 0.02% $1,304,530
Maia Wealth LLC 2.2% 12,959 +56% 0.17% $1,022,236
MML INVESTORS SERVICES, LLC 2.2% 12,901 +9.6% 0% $978,400
World Investment Advisors 1.9% 11,448 +10% 0.02% $868,190
RAYMOND JAMES FINANCIAL INC 0.67% 4,019 -75% 0% $304,847
GAMMA Investing LLC 0.32% 1,890 0% 0.01% $143,337
NBC SECURITIES, INC. 0.18% 1,100 0% 0.01% $83,423
OSAIC HOLDINGS, INC. 0.18% 1,043 +32% 0% $77,342
Sunbelt Securities, Inc. 0.16% 953 +1.1% 0% $72,309
MAI Capital Management 0.14% 805 0% 0% $61,052
TUCKER ASSET MANAGEMENT LLC 0.1% 622 -24% 0.01% $47,172
REAP Financial Group, LLC 0.1% 581 +9.8% 0.01% $44,075
HARBOUR INVESTMENTS, INC. 0.05% 284 0% 0% $21,539

Institutional Holders of FIRST TRUST EXCHANGE-TRADED FUND III - Exchange Traded Fund (RFEM) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (% of par) Investors
2025 Q4 1,890 $149,665 7,918.78% 1
2025 Q3 543,289 $41,235,242 +$6,161,021 7,583.98% 33
2025 Q2 461,620 $32,960,112 +$4,574,518 7,143% 32
2025 Q1 400,493 $26,051,668 -$532,863 6,508.74% 35
2024 Q4 409,390 $25,908,322 +$498,474 6,329.02% 37
2024 Q3 394,626 $26,893,390 -$2,834,648 6,816% 33
2024 Q2 433,941 $28,383,335 -$5,893,448 6,541.04% 33
2024 Q1 531,649 $32,554,342 -$1,855,674 6,123.45% 32
2023 Q4 4,188 $247,623 5,912.68% 1
2023 Q3 544,305 $29,000,866 -$1,298,873 5,325.11% 33
2023 Q2 567,548 $31,233,006 +$2,742,769 5,502.49% 33
2023 Q1 517,774 $27,707,293 +$391,391 5,352.28% 32
2022 Q4 511,499 $25,927,625 +$568,688 5,069% 30
2022 Q3 483,979 $22,290,117 -$672,440 4,604.51% 27
2022 Q2 490,763 $26,186,043 -$6,056,811 5,334.55% 29
2022 Q1 605,255 $39,215,018 +$1,394,921 6,485.7% 33
2021 Q4 578,597 $39,118,209 +$317,114 6,761.01% 33
2021 Q3 585,756 $38,358,221 -$1,542,954 6,721.6% 35
2021 Q2 595,490 $44,301,166 -$567,283 7,460.29% 33
2021 Q1 616,331 $44,886,159 +$2,865,461 7,333.6% 33
2020 Q4 568,251 $39,333,313 +$789,856 6,908.15% 34
2020 Q3 540,991 $32,904,285 -$3,865,001 6,069.55% 29
2020 Q2 589,931 $32,889,073 -$2,626,662 5,566.79% 30
2020 Q1 642,828 $30,788,053 -$10,391,719 4,789.18% 33
2019 Q4 815,382 $52,790,631 -$9,990,793 6,474.8% 43
2019 Q3 1,017,808 $58,827,757 -$6,664,159 5,778.81% 41
2019 Q2 1,089,735 $67,181,736 -$10,630,185 6,165% 37
2019 Q1 1,276,618 $79,942,043 +$9,734,861 6,261.89% 39
2018 Q4 1,124,198 $62,939,423 +$3,886,563 5,598.34% 40
2018 Q3 1,043,386 $65,122,042 -$14,473,989 6,235.5% 36
2018 Q2 1,269,751 $84,096,047 -$4,728,374 6,628.07% 39
2018 Q1 1,341,731 $99,856,820 +$46,182,038 7,451.55% 33
2017 Q4 729,656 $51,679,506 -$2,262,925 7,044.25% 33
2017 Q3 760,822 $51,125,000 +$21,204,265 6,709.75% 26
2017 Q2 445,657 $27,737,291 +$9,853,439 6,224.92% 20
2017 Q1 288,662 $17,304,000 +$8,004,385 6,005.22% 21
2016 Q4 155,445 $8,299,000 +$4,517,510 5,277.86% 11
2016 Q3 68,146 $3,871,000 -$2,346,105 5,681.53% 6
2016 Q2 109,448 $5,720,000 +$5,720,000 5,097.93% 2
2016 Q1 15 $1,000 $0 6,666.67% 1