First Trust Exchange-Traded Fund III - First Trust New York Municipal High Income ETF (FMNY) Institutional Ownership

13F Institutional Holders and Ownership History from Q2 2021 to Q4 2025

Type / Class
Equity / First Trust New York Municipal High Income ETF
Symbol
FMNY
Shares outstanding
799,591
Price per share
$26.70
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
621,362
Total reported value
$16,439,515
% of total 13F portfolios
0%
Share change
+123,194
Value change
+$3,281,636
Number of holders
14
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded Fund III - First Trust New York Municipal High Income ETF (FMNY) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 4.9% $1,016,991 39,100 First Trust Portfolios L.P. 30 Jun 2025

As of 30 Sep 2025, 14 institutional investors reported holding 621,362 shares of First Trust Exchange-Traded Fund III - First Trust New York Municipal High Income ETF (FMNY). This represents 78% of the company’s total 799,591 outstanding shares.

Top 15 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded Fund III - First Trust New York Municipal High Income ETF (FMNY) together control 78% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Magnus Financial Group LLC 40% 320,049 +82% 0.67% $8,476,495
Hennion & Walsh Asset Management, Inc. 13% 107,277 +2.1% 0.1% $2,841,231
FLOW TRADERS U.S. LLC 6.7% 53,604 0.06% $1,420,000
FIRST TRUST ADVISORS LP 3.9% 31,100 -20% 0% $823,683
OSAIC HOLDINGS, INC. 3.7% 29,426 -2.4% 0% $762,442
OGOREK ANTHONY JOSEPH /NY/ /ADV 2.3% 18,007 +0.94% 0.14% $476,000
JANE STREET GROUP, LLC 2.2% 17,464 -65% 0% $462,534
NAPLES GLOBAL ADVISORS, LLC 2% 16,200 0% 0.03% $429,057
COMMONWEALTH EQUITY SERVICES, LLC 1.8% 14,376 -0.67% 0% $381,000
Platform Technology Partners 1.4% 11,232 0% 0.07% $297,487
IFP Advisors, Inc 0.16% 1,255 0% 0% $33,239
UBS Group AG 0.12% 995 +50% 0% $26,353
JPMORGAN CHASE & CO 0.05% 375 -80% 0% $9,932
MORGAN STANLEY 0% 2 0% $62
HighTower Advisors, LLC 0% 0 -100% $0

Institutional Holders of First Trust Exchange-Traded Fund III - First Trust New York Municipal High Income ETF (FMNY) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 329,205 $8,788,132 +$244,419 $26.70 1
2025 Q3 621,362 $16,439,515 +$3,281,636 $26.49 14
2025 Q2 498,168 $12,936,908 +$1,094,096 $25.97 13
2025 Q1 455,877 $11,984,064 -$354,460 $26.29 12
2024 Q4 432,075 $11,515,964 -$357,647 $26.65 14
2024 Q3 444,144 $12,138,485 -$158,351 $27.33 13
2024 Q2 450,826 $12,076,627 -$982,139 $26.79 14
2024 Q1 476,478 $12,856,392 +$1,271,606 $26.98 14
2023 Q4 440,057 $11,939,679 +$3,175,227 $27.14 11
2023 Q3 323,054 $8,221,116 -$1,105,485 $25.45 7
2023 Q2 364,824 $9,694,691 -$1,875,838 $26.57 10
2023 Q1 435,342 $11,659,892 +$1,887,241 $26.78 11
2022 Q4 364,883 $9,648,918 +$2,968,951 $26.44 10
2022 Q3 280,309 $7,132,779 -$399,014 $25.45 9
2022 Q2 295,283 $7,818,998 +$383,268 $26.48 7
2022 Q1 278,326 $7,734,829 -$3,839,774 $27.79 6
2021 Q4 414,115 $12,538,540 +$184,439 $30.28 8
2021 Q3 409,364 $12,264,126 -$1,785,169 $29.96 7
2021 Q2 467,248 $14,160,621 +$14,160,621 $30.30 7