First Trust Exchange-Traded Fund VIII - FT Vest U.S. Small Cap Moderate Buffer ETF - May (SMAY) Institutional Ownership

13F Institutional Holders and Ownership History from Q2 2023 to Q4 2025

Type / Class
Equity / FT Vest U.S. Small Cap Moderate Buffer ETF - May
Symbol
SMAY
Shares outstanding
3,549,666
Price per share
$25.97
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
1,607,062
Total reported value
$40,647,736
% of total 13F portfolios
0%
Share change
-537,161
Value change
-$13,018,964
Number of holders
54
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded Fund VIII - FT Vest U.S. Small Cap Moderate Buffer ETF - May (SMAY) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 33% +22% $30,067,215 +$3,156,523 1,157,901 +12% First Trust Portfolios L.P. 31 Dec 2025

As of 30 Sep 2025, 54 institutional investors reported holding 1,607,062 shares of First Trust Exchange-Traded Fund VIII - FT Vest U.S. Small Cap Moderate Buffer ETF - May (SMAY). This represents 45% of the company’s total 3,549,666 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded Fund VIII - FT Vest U.S. Small Cap Moderate Buffer ETF - May (SMAY) together control 40% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
OSAIC HOLDINGS, INC. 5.4% 191,269 -6.3% 0.01% $4,787,489
Cetera Investment Advisers 4.4% 155,230 +27% 0% $3,931,200
MGO ONE SEVEN LLC 3.3% 117,838 -0.08% 0.07% $2,984,247
Lionshead Wealth Management, LLC 2.4% 83,827 -47% 1.7% $2,122,919
SMART Wealth LLC 2.1% 75,812 -15% 0.72% $1,919,932
Cambridge Investment Research Advisors, Inc. 2% 70,665 -13% 0% $1,790,000
LPL Financial LLC 1.8% 64,719 -6.6% 0% $1,639,009
COMMONWEALTH EQUITY SERVICES, LLC 1.7% 61,122 -38% 0% $1,548,000
Encompass More Asset Management 1.7% 59,427 -30% 0.29% $1,504,990
Advisory Services Network, LLC 1.6% 57,180 +0.21% 0.02% $1,448,081
ENVESTNET ASSET MANAGEMENT INC 1.3% 45,291 -5% 0% $1,146,995
ASHTON THOMAS SECURITIES, LLC 1.2% 43,853 0% 0.16% $1,110,577
Harvest Investment Services, LLC 1.2% 43,788 -16% 0.22% $1,108,931
SOA Wealth Advisors, LLC. 1.2% 41,651 +30% 0.2% $1,054,812
NorthCrest Asset Manangement, LLC 1.1% 38,516 +8.4% 0.02% $977,663
Jaffetilchin Investment Partners, LLC 1.1% 38,283 -2.9% 0.06% $969,517
Donald L. Hagan, LLC 1% 35,344 -6.4% 0.44% $895,087
RAYMOND JAMES FINANCIAL INC 0.99% 34,974 -9.9% 0% $885,717
Ashton Thomas Private Wealth, LLC 0.91% 32,249 0.02% $816,706
First Heartland Consultants, Inc. 0.91% 32,229 -13% 0.07% $816,200
Ignite Planners, LLC 0.79% 27,990 -5.9% 0.12% $708,847
Kestra Advisory Services, LLC 0.71% 25,140 -13% 0% $636,671
Grantvest Financial Group LLC 0.63% 22,237 -19% 0.39% $563,152
OLD MISSION CAPITAL LLC 0.51% 18,030 0.02% $456,609
FSB PREMIER WEALTH MANAGEMENT, INC. 0.47% 16,675 -39% 0.14% $422,294

Institutional Holders of First Trust Exchange-Traded Fund VIII - FT Vest U.S. Small Cap Moderate Buffer ETF - May (SMAY) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 204,099 $5,312,177 -$4,219,641 $25.97 9
2025 Q3 1,607,062 $40,647,736 -$13,018,964 $25.32 54
2025 Q2 2,384,499 $57,192,281 +$19,767,256 $23.97 58
2025 Q1 1,564,280 $36,581,757 +$151,887 $23.45 52
2024 Q4 1,528,208 $37,860,310 -$8,372,448 $24.79 55
2024 Q3 1,815,284 $44,628,858 +$4,658,672 $24.58 54
2024 Q2 1,643,960 $38,357,762 +$23,067,764 $23.33 44
2024 Q1 656,934 $15,064,016 -$2,004,901 $22.93 27
2023 Q4 746,174 $16,424,368 -$8,180,091 $22.02 28
2023 Q3 1,129,696 $22,965,275 +$8,782,149 $20.33 24
2023 Q2 692,255 $14,389,450 +$14,389,451 $20.81 14