Q3 2014 13F Holders as of 30 Sep 2014
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Type / Class
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Equity / Common Stock, par value $0.001 per share
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Shares outstanding
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6.9M
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Number of holders
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37
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Total 13F shares, excl. options
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3.64M
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Shares change
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+344K
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Total reported value, excl. options
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$87.4M
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Value change
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+$8.98M
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Number of buys
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16
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Number of sells
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-19
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Price
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$24.01
Significant Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q3 2014
46 filings reported holding SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share as of Q3 2014.
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) has 37 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 3.64M shares
of 6.9M outstanding shares and own 52.7% of the company stock.
Largest 10 shareholders include Bulldog Investors, LLC (1.35M shares), SIT INVESTMENT ASSOCIATES INC (446K shares), Horizon Kinetics LLC (376K shares), CREDIT SUISSE AG/ (344K shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (328K shares), MARINER INVESTMENT GROUP LLC (171K shares), ICON ADVISERS INC/CO (116K shares), Weiss Asset Management LP (116K shares), Ancora Advisors, LLC (73K shares), and Yakira Capital Management, Inc. (58K shares).
This table shows the top 37 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.