Q1 2015 13F Holders as of 3/31/2015
    
   
  
    
    
      
- 
        Type / Class
      
- 
        Equity / Common Stock, par value $0.001 per share
      
      
- 
        Shares outstanding
      
- 
        6.9M
      
      
- 
        Number of holders
      
- 
        28
      
      
- 
        Total 13F shares, excl. options
      
- 
        2.11M
      
      
- 
        Shares change
      
- 
        -776K
      
      
- 
        Total reported value, excl. options
      
- 
        $30.2M
      
      
- 
        Value change
      
- 
        -$11.5M
      
      
- 
        Number of buys
      
- 
        14
      
      
- 
        Number of sells
      
- 
        -19
      
      
- 
        Price
      
- 
        $14.34
      
 
     
   
 
  
    Significant Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q1 2015
  
    
      38  filings reported holding SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share as of Q1 2015.
      
        Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) has 28 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
        These institutions hold a total of 2.11M shares
          of 6.9M outstanding shares and own 30.51% of the company stock.
        
        Largest 10 shareholders include Bulldog Investors, LLC (785K shares), CREDIT SUISSE AG/ (361K shares), SIT INVESTMENT ASSOCIATES INC (336K shares), BNP PARIBAS ARBITRAGE, SA (158K shares), Weiss Asset Management LP (109K shares), ICON ADVISERS INC/CO (102K shares), TWO SIGMA INVESTMENTS LLC (39.3K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (32.9K shares), TWO SIGMA ADVISERS, LLC (30.9K shares), and Jefferies Group LLC (24.9K shares).
        
        This table shows the top 28 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
    
  
    
      
        
          | Investor | Option | Weight % | Change % | Value $ | * Price $ | Shares | Share Change | Activity | Report Period | 
      
      
      
    
   
  * Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
    An asterisk sign (*) next to the price indicates that the price is likely invalid.