Q3 2015 13F Holders as of 9/30/2015
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Type / Class
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Equity / Common Stock, par value $0.001 per share
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Shares outstanding
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6.9M
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Number of holders
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25
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Total 13F shares, excl. options
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1.97M
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Shares change
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-32.8K
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Total reported value, excl. options
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$16.8M
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Value change
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-$388K
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Number of buys
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11
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Number of sells
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-14
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Price
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$8.51
Significant Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q3 2015
29 filings reported holding SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share as of Q3 2015.
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) has 25 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.97M shares
of 6.9M outstanding shares and own 28.54% of the company stock.
Largest 10 shareholders include Bulldog Investors, LLC (721K shares), CREDIT SUISSE AG/ (436K shares), SIT INVESTMENT ASSOCIATES INC (293K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (107K shares), ICON ADVISERS INC/CO (86.9K shares), Ancora Advisors, LLC (70.1K shares), BNP PARIBAS ARBITRAGE, SA (51.4K shares), Radcliffe Capital Management, L.P. (45.8K shares), MORGAN STANLEY (36.4K shares), and Jefferies Group LLC (24.9K shares).
This table shows the top 25 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.