Q1 2016 13F Holders as of 3/31/2016
-
Type / Class
-
Equity / Common Stock, par value $0.001 per share
-
Shares outstanding
-
6.9M
-
Number of holders
-
24
-
Total 13F shares, excl. options
-
1.27M
-
Shares change
-
-724K
-
Total reported value, excl. options
-
$9.56M
-
Value change
-
-$5.45M
-
Number of buys
-
5
-
Number of sells
-
-14
-
Price
-
$7.50
Significant Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q1 2016
29 filings reported holding SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share as of Q1 2016.
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) has 24 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.27M shares
of 6.9M outstanding shares and own 18.45% of the company stock.
Largest 10 shareholders include Bulldog Investors, LLC (459K shares), EQUITEC PROPRIETARY MARKETS, LLC (130K shares), Ancora Advisors, LLC (110K shares), SIT INVESTMENT ASSOCIATES INC (87.4K shares), ICON ADVISERS INC/CO (86.9K shares), WELLS FARGO & COMPANY/MN (85.4K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (85.3K shares), Radcliffe Capital Management, L.P. (45.8K shares), LADENBURG THALMANN FINANCIAL SERVICES INC (35K shares), and ROYAL BANK OF CANADA (32.9K shares).
This table shows the top 24 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.