Q2 2016 13F Holders as of 6/30/2016
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Type / Class
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Equity / Common Stock, par value $0.001 per share
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Shares outstanding
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6.9M
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Number of holders
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20
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Total 13F shares, excl. options
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1.47M
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Shares change
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+201K
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Total reported value, excl. options
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$11M
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Value change
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+$1.49M
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Put/Call ratio
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1.11
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Number of buys
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4
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Number of sells
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-13
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Price
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$7.44
Significant Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q2 2016
26 filings reported holding SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share as of Q2 2016.
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) has 20 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.47M shares
of 6.9M outstanding shares and own 21.34% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (589K shares), Bulldog Investors, LLC (316K shares), EQUITEC PROPRIETARY MARKETS, LLC (129K shares), Ancora Advisors, LLC (108K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (85.3K shares), Radcliffe Capital Management, L.P. (45.8K shares), ICON ADVISERS INC/CO (36.8K shares), LADENBURG THALMANN FINANCIAL SERVICES INC (35.7K shares), ROYAL BANK OF CANADA (32.7K shares), and MORGAN STANLEY (27.7K shares).
This table shows the top 20 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.