Q3 2016 13F Holders as of 9/30/2016
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Type / Class
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Equity / Common Stock, par value $0.001 per share
-
Shares outstanding
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6.9M
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Number of holders
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1
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Total 13F shares, excl. options
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0
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Shares change
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-59.8K
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Total reported value, excl. options
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$0
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Value change
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-$446K
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Put/Call ratio
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0.7
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Number of sells
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-4
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Price
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$7.21
Significant Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q3 2016
6 filings reported holding SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share as of Q3 2016.
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) has 1 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 0 shares
of 6.9M outstanding shares and own 0% of the company stock.
Largest 10 shareholders include ICON ADVISERS INC/CO (0 shares), UBS Group AG (0 shares), Tower Research Capital LLC (TRC) (0 shares), Jefferies Group LLC (0 shares), WOLVERINE TRADING, LLC (20.1K shares), WOLVERINE TRADING, LLC (14K shares), WELLS FARGO & COMPANY/MN (569K shares), Bulldog Investors, LLC (315K shares), EQUITEC PROPRIETARY MARKETS, LLC (129K shares), and Ancora Advisors, LLC (100K shares).
This table shows the top 1 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.