Q1 2017 13F Holders as of 3/31/2017
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Type / Class
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Equity / Common Stock, par value $0.001 per share
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Shares outstanding
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6.9M
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Number of holders
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21
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Total 13F shares, excl. options
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1.52M
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Shares change
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+60.8K
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Total reported value, excl. options
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$12.1M
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Value change
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+$490K
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Number of buys
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7
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Number of sells
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-5
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Price
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$7.96
Significant Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q1 2017
22 filings reported holding SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share as of Q1 2017.
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) has 21 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.52M shares
of 6.9M outstanding shares and own 22.03% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (766K shares), Bulldog Investors, LLC (256K shares), Geneos Wealth Management Inc. (93.1K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (85.3K shares), EQUITEC PROPRIETARY MARKETS, LLC (66.4K shares), Ancora Advisors, LLC (46.7K shares), Radcliffe Capital Management, L.P. (45.8K shares), ROYAL BANK OF CANADA (39.5K shares), M Holdings Securities, Inc. (26K shares), and Precept Management LLC (25K shares).
This table shows the top 21 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.