Q3 2017 13F Holders as of 30 Sep 2017
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Type / Class
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Equity / Common Stock, par value $0.001 per share
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Shares outstanding
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6.9M
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Number of holders
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21
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Total 13F shares, excl. options
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1.39M
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Shares change
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-88.6K
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Total reported value, excl. options
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$11.1M
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Value change
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-$731K
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Number of buys
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6
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Number of sells
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-11
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Price
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$8.00
Significant Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q3 2017
26 filings reported holding SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share as of Q3 2017.
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) has 21 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.39M shares
of 6.9M outstanding shares and own 20.13% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (769K shares), Bulldog Investors, LLC (211K shares), Geneos Wealth Management Inc. (107K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (53.9K shares), Radcliffe Capital Management, L.P. (45.8K shares), EQUITEC PROPRIETARY MARKETS, LLC (36.1K shares), ROYAL BANK OF CANADA (35.9K shares), Yakira Capital Management, Inc. (30.1K shares), M Holdings Securities, Inc. (26K shares), and PRECEPT MANAGEMENT LLC (25K shares).
This table shows the top 21 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.