Q3 2018 13F Holders as of 9/30/2018
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Type / Class
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Equity / Common Stock, par value $0.001 per share
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Shares outstanding
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6.9M
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Number of holders
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22
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Total 13F shares, excl. options
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421K
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Shares change
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+48.8K
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Total reported value, excl. options
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$7.13M
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Value change
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+$867K
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Put/Call ratio
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0
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Number of buys
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11
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Number of sells
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-7
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Price
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$16.94
Significant Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q3 2018
29 filings reported holding SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share as of Q3 2018.
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) has 22 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 421K shares
of 6.9M outstanding shares and own 6.1% of the company stock.
Largest 10 shareholders include Geneos Wealth Management Inc. (104K shares), Yakira Capital Management, Inc. (48.4K shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (41.7K shares), ROYAL BANK OF CANADA (40K shares), Clough Capital Partners L P (32.9K shares), INTL FCSTONE INC. (30.1K shares), FNY Investment Advisers, LLC (26.7K shares), Precept Management LLC (25K shares), Thomas J. Herzfeld Advisors, Inc. (23.1K shares), and FIFTH THIRD BANCORP (14.7K shares).
This table shows the top 22 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.