Q3 2019 13F Holders as of 9/30/2019
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Type / Class
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Equity / Common Stock, par value $0.001 per share
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Shares outstanding
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6.9M
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Number of holders
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21
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Total 13F shares, excl. options
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872K
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Shares change
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-3.11K
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Total reported value, excl. options
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$6.67M
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Value change
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-$96.6K
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Put/Call ratio
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0.94
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Number of buys
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10
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Number of sells
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-7
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Price
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$7.64
Significant Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q3 2019
25 filings reported holding SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share as of Q3 2019.
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) has 21 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 872K shares
of 6.9M outstanding shares and own 12.62% of the company stock.
Largest 10 shareholders include Biltmore Capital Advisors LLC (313K shares), Geneos Wealth Management Inc. (103K shares), Yakira Capital Management, Inc. (81.6K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (75.5K shares), Thomas J. Herzfeld Advisors, Inc. (72.8K shares), INTL FCSTONE INC. (51.9K shares), Ancora Advisors, LLC (44K shares), ROYAL BANK OF CANADA (39.1K shares), CSS LLC/IL (30.5K shares), and Independent Advisor Alliance (16.5K shares).
This table shows the top 21 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.