Q4 2019 13F Holders as of 31 Dec 2019
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Type / Class
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Equity / Common Stock, par value $0.001 per share
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Shares outstanding
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6.9M
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Number of holders
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22
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Total 13F shares, excl. options
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797K
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Shares change
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-141K
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Total reported value, excl. options
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$5.12M
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Value change
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-$912K
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Put/Call ratio
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0
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Number of buys
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7
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Number of sells
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-8
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Price
-
$6.43
Significant Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q4 2019
26 filings reported holding SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share as of Q4 2019.
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) has 22 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 797K shares
of 6.9M outstanding shares and own 11.54% of the company stock.
Largest 10 shareholders include Biltmore Capital Advisors LLC (196K shares), Geneos Wealth Management Inc. (103K shares), Yakira Capital Management, Inc. (90.3K shares), Thomas J. Herzfeld Advisors, Inc. (62.1K shares), Ancora Advisors, LLC (53K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (50.6K shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (49.7K shares), ROYAL BANK OF CANADA (33.7K shares), INTL FCSTONE INC. (32K shares), and Independent Advisor Alliance (29.7K shares).
This table shows the top 22 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.