Q1 2020 13F Holders as of 31 Mar 2020
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Type / Class
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Equity / Common Stock, par value $0.001 per share
-
Shares outstanding
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6.9M
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Number of holders
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18
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Total 13F shares, excl. options
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655K
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Shares change
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-137K
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Total reported value, excl. options
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$2.4M
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Value change
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-$540K
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Put/Call ratio
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0.49
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Number of buys
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4
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Number of sells
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-11
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Price
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$3.71
Significant Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q1 2020
23 filings reported holding SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share as of Q1 2020.
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) has 18 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 655K shares
of 6.9M outstanding shares and own 9.48% of the company stock.
Largest 10 shareholders include Biltmore Capital Advisors LLC (140K shares), Geneos Wealth Management Inc. (103K shares), Yakira Capital Management, Inc. (89.9K shares), Ancora Advisors, LLC (55K shares), Advisor Group Holdings, Inc. (47.3K shares), Thomas J. Herzfeld Advisors, Inc. (35.2K shares), CSS LLC/IL (34.8K shares), ROYAL BANK OF CANADA (31.8K shares), Game Plan Financial Advisors, LLC (27.8K shares), and Independent Advisor Alliance (22.4K shares).
This table shows the top 18 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.