Q4 2020 13F Holders as of 12/31/2020
    
   
  
    
    
      
- 
        Type / Class
      
- 
        Equity / Common Stock, par value $0.001 per share
      
      
- 
        Shares outstanding
      
- 
        6.9M
      
      
- 
        Number of holders
      
- 
        3
      
      
- 
        Total 13F shares, excl. options
      
- 
        1.57K
      
      
- 
        Shares change
      
- 
        -162K
      
      
- 
        Total reported value, excl. options
      
- 
        $6K
      
      
- 
        Value change
      
- 
        -$669K
      
      
- 
        Put/Call ratio
      
- 
        0.78
      
      
- 
        Number of buys
      
- 
        1
      
      
- 
        Number of sells
      
- 
        -5
      
      
- 
        Price
      
- 
        $4.00
      
 
     
   
 
  
    Significant Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q4 2020
  
    
      9  filings reported holding SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share as of Q4 2020.
      
        Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) has 3 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
        These institutions hold a total of 1.57K shares
          of 6.9M outstanding shares and own 0.02% of the company stock.
        
        Largest 10 shareholders include SIMPLEX TRADING, LLC (778 shares), Cutler Group LP (500 shares), BANK OF AMERICA CORP /DE/ (291 shares), BOURGEON CAPITAL MANAGEMENT LLC (0 shares), Biltmore Capital Advisors LLC (0 shares), CSS LLC/IL (0 shares), US BANCORP \DE\ (0 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (17K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (13.2K shares), and Geneos Wealth Management Inc. (97.7K shares).
        
        This table shows the top 3 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
    
  
    
      
        
          | Investor | Option | Weight % | Change % | Value $ | * Price $ | Shares | Share Change | Activity | Report Period | 
      
      
      
    
   
  * Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
    An asterisk sign (*) next to the price indicates that the price is likely invalid.