Q3 2021 13F Holders as of 30 Sep 2021
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Type / Class
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Equity / Common Stock, par value $0.001 per share
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Shares outstanding
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6.9M
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Number of holders
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17
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Total 13F shares, excl. options
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445K
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Shares change
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+83.3K
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Total reported value, excl. options
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$2.12M
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Value change
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+$392K
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Put/Call ratio
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0.43
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Number of buys
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5
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Number of sells
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-3
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Price
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$4.74
Significant Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q3 2021
22 filings reported holding SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share as of Q3 2021.
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) has 17 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 445K shares
of 6.9M outstanding shares and own 6.45% of the company stock.
Largest 10 shareholders include Geneos Wealth Management Inc. (97.3K shares), Yakira Capital Management, Inc. (84.9K shares), Game Plan Financial Advisors, LLC (68.3K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (57.9K shares), ADVISOR GROUP HOLDINGS, INC. (48.7K shares), CITADEL ADVISORS LLC (29.3K shares), Independent Advisor Alliance (24.1K shares), Raymond James Financial Services Advisors, Inc. (11K shares), Thomas J. Herzfeld Advisors, Inc. (8.57K shares), and UBS Group AG (4.19K shares).
This table shows the top 17 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.