| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 5.4% | $8,751,769 | 559,576 | Sit Investment Associates, Inc. | 31 Dec 2024 |
As of 30 Sep 2025, 44 institutional investors reported holding 3,129,795 shares of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC). This represents 30% of the company’s total 10,362,519 outstanding shares.
The largest institutional shareholders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) together control 29% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 9.4% | 972,369 | +45% | 0.35% | $17,328,000 |
| BANK OF AMERICA CORP /DE/ | 2.6% | 274,361 | -1.5% | 0% | $4,889,113 |
| Advisors Asset Management, Inc. | 2.3% | 236,457 | +29% | 0.07% | $4,213,664 |
| Noble Wealth Management PBC | 2.1% | 212,577 | +32% | 2% | $3,788,122 |
| Sowell Financial Services LLC | 2% | 209,609 | +0.59% | 0.14% | $3,735,236 |
| Invesco Ltd. | 1.4% | 146,597 | +0.67% | 0% | $2,612,359 |
| Smith Asset Management Co., LLC | 1.3% | 130,618 | -1.7% | 2% | $2,327,639 |
| LPL Financial LLC | 1.3% | 129,652 | +4.9% | 0% | $2,310,406 |
| Pathstone Holdings, LLC | 1.2% | 119,566 | +8.2% | 0.01% | $2,130,672 |
| Hennion & Walsh Asset Management, Inc. | 0.98% | 101,158 | +31% | 0.07% | $1,802,636 |
| MORGAN STANLEY | 0.86% | 89,464 | +0.27% | 0% | $1,594,248 |
| AQR Arbitrage LLC | 0.51% | 52,568 | -31% | 0.02% | $936,762 |
| Kovitz Investment Group Partners, LLC | 0.44% | 45,227 | -7.6% | 0% | $805,962 |
| GUGGENHEIM CAPITAL LLC | 0.4% | 41,787 | -2.5% | 0.01% | $744,645 |
| Baird Financial Group, Inc. | 0.4% | 41,623 | +0.68% | 0% | $741,722 |
| Fiera Capital Corp | 0.32% | 32,843 | 0% | $585,262 | |
| Strategic Advocates LLC | 0.31% | 31,865 | -42% | 0.15% | $567,834 |
| CEERA INVESTMENTS, LLC | 0.29% | 29,730 | +28% | 0.17% | $529,789 |
| SEAMOUNT FINANCIAL GROUP INC | 0.2% | 20,790 | 0% | 0.17% | $370,483 |
| WELLS FARGO & COMPANY/MN | 0.2% | 20,551 | +9.2% | 0% | $366,225 |
| ENVESTNET ASSET MANAGEMENT INC | 0.19% | 19,675 | -17% | 0% | $350,602 |
| HighTower Advisors, LLC | 0.18% | 19,157 | -2.9% | 0% | $341,378 |
| Mallini Complete Financial Planning LLC | 0.18% | 18,235 | +0.9% | 0.26% | $324,942 |
| OSAIC HOLDINGS, INC. | 0.17% | 18,062 | +5% | 0% | $318,224 |
| RAYMOND JAMES FINANCIAL INC | 0.17% | 17,742 | +0.07% | 0% | $316,163 |
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2025 Q4 | 596,596 | $10,440,430 | +$750,380 | $17.50 | 5 |
| 2025 Q3 | 3,129,795 | $55,770,239 | +$4,672,216 | $17.82 | 44 |
| 2025 Q2 | 2,715,574 | $46,064,426 | +$4,948,077 | $17.00 | 48 |
| 2025 Q1 | 2,585,145 | $43,410,084 | +$676,628 | $16.78 | 45 |
| 2024 Q4 | 2,395,874 | $40,014,363 | +$8,462,904 | $16.70 | 42 |
| 2024 Q3 | 1,714,304 | $29,638,683 | +$788,165 | $17.29 | 35 |
| 2024 Q2 | 1,694,545 | $26,317,198 | +$884,790 | $15.54 | 37 |
| 2024 Q1 | 1,639,906 | $25,326,984 | +$1,432,272 | $15.46 | 41 |
| 2023 Q4 | 1,517,781 | $22,074,571 | +$3,742,341 | $14.55 | 34 |
| 2023 Q3 | 1,237,869 | $16,933,036 | +$2,236,248 | $13.69 | 30 |
| 2023 Q2 | 1,113,378 | $16,001,244 | +$1,028,031 | $14.37 | 31 |
| 2023 Q1 | 1,072,701 | $15,754,585 | -$973,286 | $14.70 | 33 |
| 2022 Q4 | 1,150,252 | $18,145,600 | +$838,494 | $15.79 | 33 |
| 2022 Q3 | 1,064,800 | $16,643,504 | -$198,873 | $15.63 | 27 |
| 2022 Q2 | 1,072,448 | $19,226,755 | +$2,494,739 | $17.93 | 30 |
| 2022 Q1 | 929,797 | $18,554,255 | -$6,787,708 | $19.96 | 31 |
| 2021 Q4 | 1,235,531 | $28,156,250 | -$892,554 | $22.79 | 35 |
| 2021 Q3 | 1,272,692 | $30,515,308 | +$1,067,595 | $23.98 | 38 |
| 2021 Q2 | 1,228,002 | $29,967,435 | -$2,572,810 | $24.41 | 37 |
| 2021 Q1 | 1,333,484 | $32,562,817 | -$207,568 | $24.39 | 35 |
| 2020 Q4 | 1,323,743 | $31,332,129 | +$308,060 | $23.67 | 36 |
| 2020 Q3 | 1,261,227 | $26,991,157 | +$262,139 | $21.40 | 30 |
| 2020 Q2 | 1,286,234 | $25,506,643 | -$331,717 | $19.83 | 30 |
| 2020 Q1 | 1,310,137 | $21,629,398 | -$1,049,567 | $16.50 | 33 |
| 2019 Q4 | 1,363,563 | $30,388,099 | -$3,132,064 | $22.28 | 31 |
| 2019 Q3 | 1,516,119 | $33,985,213 | -$2,219,583 | $22.42 | 36 |
| 2019 Q2 | 1,618,355 | $32,829,467 | -$4,664,984 | $20.28 | 32 |
| 2019 Q1 | 1,850,252 | $35,568,483 | -$1,198,758 | $19.22 | 34 |
| 2018 Q4 | 1,921,523 | $33,057,896 | +$3,668,350 | $17.21 | 35 |
| 2018 Q3 | 1,665,429 | $31,006,349 | -$3,266,914 | $18.62 | 37 |
| 2018 Q2 | 1,835,095 | $35,801,632 | -$1,545,312 | $19.50 | 35 |
| 2018 Q1 | 1,912,047 | $37,872,625 | +$7,570,850 | $19.81 | 36 |
| 2017 Q4 | 1,527,136 | $33,000,150 | +$1,782,293 | $21.61 | 31 |
| 2017 Q3 | 1,426,481 | $30,636,000 | +$850,735 | $21.48 | 25 |
| 2017 Q2 | 1,386,132 | $30,894,000 | +$765,350 | $22.29 | 27 |
| 2017 Q1 | 1,352,198 | $28,638,000 | -$2,731,039 | $21.17 | 26 |
| 2016 Q4 | 1,487,843 | $29,582,000 | +$8,884,506 | $19.87 | 28 |
| 2016 Q3 | 989,771 | $20,805,000 | -$7,302,941 | $20.94 | 27 |
| 2016 Q2 | 1,324,041 | $29,014,000 | -$4,354,279 | $21.91 | 27 |
| 2016 Q1 | 1,573,077 | $31,916,000 | -$1,774,562 | $20.28 | 29 |
| 2015 Q4 | 1,572,785 | $30,229,000 | +$9,009,792 | $19.17 | 28 |
| 2015 Q3 | 1,175,061 | $21,900,000 | -$6,100,563 | $18.62 | 30 |
| 2015 Q2 | 1,468,606 | $28,686,000 | -$1,466,471 | $19.50 | 25 |
| 2015 Q1 | 1,738,598 | $35,224,000 | -$2,970,345 | $20.27 | 26 |
| 2014 Q4 | 1,691,152 | $33,505,254 | -$1,065,475 | $19.78 | 27 |
| 2014 Q3 | 1,782,983 | $35,172,000 | -$189,872 | $19.74 | 25 |
| 2014 Q2 | 1,771,000 | $35,507,000 | +$802,226 | $20.05 | 24 |
| 2014 Q1 | 1,730,070 | $34,206,645 | +$3,395,092 | $19.77 | 26 |